Automated Fund, SMA & Personal Account Portfolio Monitoring, & Global Regulatory Reporting Services
Efficient monitoring solutions combining technology with expert resources to help you promptly discover and remedy sanction list or restricted securities’ breaches.
Portfolio holdings data analysis to first identify, then prepare requisite and compliant reporting.
Global Financial Sanction Screening & Investment Monitoring Against External Data
Blueprint GRC’s automated monitoring tools ingest fund, SMA, client lists or personal account holdings and transaction data to make real-time evaluation against the world’s most prominent financial sanction lists.
Through prompt email alerts, compliance or risk teams are notified of changes in global sanction lists and potential matches, with the context needed to investigate further – saving time, effort, and potential reportable breaches.
Investment Portfolio & Personal Account Dealing Monitoring Against Internal Data
Beyond external data, Blueprint GRC enables clients to monitor fund portfolios, SMAs, and personal account holdings against internal restricted instruments lists.
This additional layer of oversight helps firms enforce internal policies consistently, reducing the risk of inadvertent trading in restricted instruments and strengthening governance practices.
Expert Human Oversight
Our automation is complemented by a team with deep expertise in fund data interretation, AML and regulatory reporting. When alerts are triggered, our specialists are available to examine findings, validate results, and provide pragmatic advice on compliant remediation. This unique combination of technology and human expertise provides confidence in both detection and resolution.
Shareholding Disclosure & Global Regulatory Reporting
Blueprint GRC helps asset managers stay ahead of complex global reporting obligations.
We receive and analyse large volumes of fund- or SMA-level shareholding and transaction data, identify regulatory requirements, and transform it into the correct format and ready-to-submit filings.
Our real-time data analysis and reporting services (available now or coming online) support you in:
- Meeting SEC requirements with streamlined Form 13F and 13H submissions
- Staying compliant through accurate Short Position Disclosure Reporting
- Avoiding disclosure breaches with automated Material Shareholding tracking
- Simplifying takeover compliance with Takeover Panel Monitoring
- Managing trading risk by monitoring exchange-imposed position limits in commodities
- Reducing AIFMD complexity with Annex IV reporting
- Fulfilling U.S. NFA obligations via CPO-PQR and CTA-PR filings
With Blueprint GRC, compliance teams gain confidence, efficiency, and a push-button pathway from data to submission.
